Ethics, Governance and Regulation in Treasury

الموضوعات والوحدات الرئيسية

• Treasury authority
• Conflicts of interest
• Dealing controls
• Compliance monitoring
• Oversight
• Case exercise: applying conflicts of interest
• Case exercise: decisions and limits in compliance monitoring
• Practical workshop: developing the treasury governance control matrix

الفئة المستهدفة

• Banking professionals
• Treasury staff
• Investment analysts
• Risk managers
• Corporate finance teams

القطاعات ذات الصلة

Banking, Investment management, Insurance, Corporate treasury, Public investment

القيمة في مكان العمل

• Provide teams with a treasury governance control matrix to support consistent decisions and clearer handovers.
• Strengthen review of compliance monitoring and oversight using the course exercises and documented findings.
• Support performance follow-up through a defined measure: deals following authorised limits.

اعتبارات التقييم والالتحاق

الالتحاق والاعتراف: Educational casework only. Applicable laws, reporting requirements and professional advice must be checked for the relevant jurisdiction and assignment. The proposed duration covers BEMCON learning delivery. It does not establish an external qualification, personnel certification or operating licence.